SEC Form 4 · accession 0000899243-16-022449
Xactly Corp · XTLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Mills
Director
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 15,000 | $0.68 | A | 15,000 | D | |
| Common Stock | Jun 8, 2016 | S | 15,000 | $10.83 | D | 0 | D | |
| Common Stock | Jun 9, 2016 | M | 15,000 | $0.68 | A | 15,000 | D | |
| Common StockF1 | Jun 9, 2016 | S | 15,000 | $11.4159 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.68 | Jun 8, 2016 | M | 15,000 | D | — | Jul 27, 2020 | Common Stock | 15,000 | 196,999 | D |
| Stock Option (right to buy)F2 | $0.68 | Jun 9, 2016 | M | 15,000 | D | — | Jul 27, 2020 | Common Stock | 15,000 | 181,199 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.40 to $11.471, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2Shares subject to the option are fully vested and immediately exercisable.