SEC Form 4 · accession 0001567619-18-006706
Eagle Bulk Shipping Inc. · EGLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
GOLDENTREE ASSET MANAGEMENT LP
10% Owner
Steven A. Tananbaum
10% Owner
GoldenTree Asset Management LLC
10% Owner
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F17,F1,F2 | Nov 15, 2018 | P | 10,664 | $4.6673 | A | 979,295 | I | See footnotes |
| Common StockF17,F1,F3 | Nov 15, 2018 | P | 13,621 | $4.6673 | A | 1,231,790 | I | See footnotes |
| Common StockF17,F1,F4 | Nov 15, 2018 | P | 66,394 | $4.6673 | A | 6,097,077 | I | See footnotes |
| Common StockF17,F1,F5 | Nov 15, 2018 | P | 2,675 | $4.6673 | A | 30,860 | I | See footnotes |
| Common StockF18,F1,F2 | Nov 16, 2018 | P | 10,639 | $4.5817 | A | 989,934 | I | See footnotes |
| Common StockF18,F1,F3 | Nov 16, 2018 | P | 13,589 | $4.5817 | A | 1,245,379 | I | See footnotes |
| Common StockF18,F1,F4 | Nov 16, 2018 | P | 66,237 | $4.5817 | A | 6,163,314 | I | See footnotes |
| Common StockF18,F1,F5 | Nov 16, 2018 | P | 2,668 | $4.5817 | A | 33,528 | I | See footnotes |
| Common StockF1,F2 | Nov 16, 2018 | X | 15,910 | $4.72 | A | 1,005,844 | I | See footnotes |
| Common StockF1,F3 | Nov 16, 2018 | X | 20,323 | $4.72 | A | 1,265,702 | I | See footnotes |
| Common StockF1,F4 | Nov 16, 2018 | X | 99,065 | $4.72 | A | 6,262,379 | I | See footnotes |
| Common StockF1,F6 | Nov 16, 2018 | X | 135,298 | $4.72 | D | 0 | I | See footnotes |
| Common StockF20,F1,F2 | Nov 19, 2018 | P | 7,972 | $4.5266 | A | 1,013,816 | I | See footnotes |
| Common StockF20,F1,F3 | Nov 19, 2018 | P | 10,183 | $4.5266 | A | 1,275,885 | I | See footnotes |
| Common StockF20,F1,F4 | Nov 19, 2018 | P | 49,637 | $4.5266 | A | 6,312,016 | I | See footnotes |
| Common StockF20,F1,F5 | Nov 19, 2018 | P | 1,999 | $4.5266 | A | 35,527 | I | See footnotes |
| Common StockF20,F1,F2 | Nov 19, 2018 | P | 2,185 | $4.5266 | A | 1,016,001 | I | See footnotes |
| Common StockF20,F1,F3 | Nov 19, 2018 | P | 2,791 | $4.5266 | A | 1,278,676 | I | See footnotes |
| Common StockF20,F1,F4 | Nov 19, 2018 | P | 13,601 | $4.5266 | A | 6,325,617 | I | See footnotes |
| Common StockF20,F1,F5 | Nov 19, 2018 | P | 1,662 | $4.5266 | A | 37,189 | I | See footnotes |
| Common StockF1,F7 | holding | — | — | — | 3,025,904 | I | See footnotes | |
| Common StockF1,F8 | holding | — | — | — | 21,889 | I | See footnotes | |
| Common StockF1,F9 | holding | — | — | — | 290,845 | I | See footnotes | |
| Common StockF1,F10 | holding | — | — | — | 2,748 | D | ||
| Common StockF1,F11 | holding | — | — | — | 8,483 | I | See footnotes | |
| Common StockF1,F12 | holding | — | — | — | 19,267 | I | See footnotes | |
| Common StockF1,F13 | holding | — | — | — | 3,215 | I | See footnotes | |
| Common StockF1,F14 | holding | — | — | — | 34,001 | I | See footnotes | |
| Common StockF1,F15 | holding | — | — | — | 450 | I | See footnotes | |
| Common StockF1,F16 | holding | — | — | — | 245,095 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1
- F10See Exhibit 99.1
- F11See Exhibit 99.1
- F12See Exhibit 99.1
- F13See Exhibit 99.1
- F14See Exhibit 99.1
- F15See Exhibit 99.1
- F16See Exhibit 99.1
- F17See Exhibit 99.1
- F18See Exhibit 99.1
- F19See Exhibit 99.1
- F2See Exhibit 99.1
- F20See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
- F8See Exhibit 99.1
- F9See Exhibit 99.1