SEC Form 4 · accession 0001567619-18-006408
Eagle Bulk Shipping Inc. · EGLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
GOLDENTREE ASSET MANAGEMENT LP
10% Owner
Steven A. Tananbaum
10% Owner
GoldenTree Asset Management LLC
10% Owner
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F17,F1,F2 | Nov 12, 2018 | P | 31,779 | $4.5572 | A | 888,049 | I | See footnotes |
| Common StockF17,F1,F3 | Nov 12, 2018 | P | 40,592 | $4.5572 | A | 1,115,242 | I | See footnotes |
| Common StockF17,F1,F4 | Nov 12, 2018 | P | 197,858 | $4.5572 | A | 5,528,982 | I | See footnotes |
| Common StockF17,F1,F5 | Nov 12, 2018 | P | 7,971 | $4.5572 | A | 7,974 | I | See footnotes |
| Common StockF18,F1,F2 | Nov 12, 2018 | P | 2,651 | $4.6341 | A | 890,700 | I | See footnotes |
| Common StockF18,F1,F3 | Nov 12, 2018 | P | 3,387 | $4.6341 | A | 1,118,629 | I | See footnotes |
| Common StockF18,F1,F4 | Nov 12, 2018 | P | 16,508 | $4.6341 | A | 5,545,490 | I | See footnotes |
| Common StockF18,F1,F5 | Nov 12, 2018 | P | 665 | $4.6341 | A | 8,639 | I | See footnotes |
| Common StockF19,F1,F2 | Nov 13, 2018 | P | 13,172 | $4.5837 | A | 903,872 | I | See footnotes |
| Common StockF19,F1,F3 | Nov 13, 2018 | P | 16,825 | $4.5837 | A | 1,135,454 | I | See footnotes |
| Common StockF19,F1,F4 | Nov 13, 2018 | P | 82,011 | $4.5837 | A | 5,627,501 | I | See footnotes |
| Common StockF19,F1,F5 | Nov 13, 2018 | P | 3,304 | $4.5837 | A | 11,943 | I | See footnotes |
| Common StockF20,F1,F2 | Nov 13, 2018 | P | 33,915 | $4.5823 | A | 937,787 | I | See footnotes |
| Common StockF20,F1,F3 | Nov 13, 2018 | P | 43,318 | $4.5823 | A | 1,178,772 | I | See footnotes |
| Common StockF20,F1,F4 | Nov 13, 2018 | P | 211,148 | $4.5823 | A | 5,838,649 | I | See footnotes |
| Common StockF20,F1,F5 | Nov 13, 2018 | P | 8,506 | $4.5823 | A | 20,449 | I | See footnotes |
| Common StockF1,F6 | holding | — | — | — | 3,025,904 | I | See footnotes | |
| Common StockF1,F7 | holding | — | — | — | 21,889 | I | See footnotes | |
| Common StockF1,F8 | holding | — | — | — | 290,845 | I | See footnotes | |
| Common StockF1,F9 | holding | — | — | — | 2,748 | D | ||
| Common StockF1,F10 | holding | — | — | — | 8,483 | I | See footnotes | |
| Common StockF1,F11 | holding | — | — | — | 135,298 | I | See footnotes | |
| Common StockF1,F12 | holding | — | — | — | 19,267 | I | See footnotes | |
| Common StockF1,F13 | holding | — | — | — | 3,215 | I | See footnotes | |
| Common StockF1,F14 | holding | — | — | — | 34,001 | I | See footnotes | |
| Common StockF1,F15 | holding | — | — | — | 450 | I | See footnotes | |
| Common StockF1,F16 | holding | — | — | — | 245,095 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1
- F10See Exhibit 99.1
- F11See Exhibit 99.1
- F12See Exhibit 99.1
- F13See Exhibit 99.1
- F14See Exhibit 99.1
- F15See Exhibit 99.1
- F16See Exhibit 99.1
- F17See Exhibit 99.1
- F18See Exhibit 99.1
- F19See Exhibit 99.1
- F2See Exhibit 99.1
- F20See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
- F8See Exhibit 99.1
- F9See Exhibit 99.1