SEC Form 4/A · accession 0001140361-16-076293
Eagle Bulk Shipping Inc. · EGLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
GOLDENTREE ASSET MANAGEMENT LP
10% Owner · Other
Steven A. Tananbaum
10% Owner · Other
GoldenTree Asset Management LLC
10% Owner · Other
Period of report
Mar 30, 2016
Accepted (ET)
Aug 12, 2016 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F2 | holding | — | — | — | 54,963 | D | ||
| Common StockF1,F3 | holding | — | — | — | 1,857,659 | I | See footnotes | |
| Common StockF1,F4 | holding | — | — | — | 135,475 | I | See footnotes | |
| Common StockF1,F5 | holding | — | — | — | 169,675 | I | See footnotes | |
| Common StockF1,F6 | holding | — | — | — | 350,106 | I | See footnotes | |
| Common StockF1,F7 | holding | — | — | — | 2,355,821 | I | See footnotes | |
| Common StockF1,F8 | holding | — | — | — | 385,351 | I | See footnotes | |
| Common StockF1,F9 | holding | — | — | — | 64,302 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1; footnote (1).
- F2See Exhibit 99.1; footnote (2).
- F3See Exhibit 99.1; footnote (3).
- F4See Exhibit 99.1; footnote (4).
- F5See Exhibit 99.1; footnote (5).
- F6See Exhibit 99.1; footnote (6).
- F7See Exhibit 99.1; footnote (7).
- F8See Exhibit 99.1; footnote (8).
- F9See Exhibit 99.1; footnote (9).
Remarks
List of Exhibits: Exhibit 99.1 - Explanation of Responses Solely for purposes of Section 16 of the Exchange Act, each of the Advisor and, by virtue of their control of the Advisor, the General Partner and Steven A. Tananbaum may be deemed to be directors-by-deputization by virtue of the contractual right of the Advisor to designate a member of the board of directors of EGLE. Casey Shanley has been designated by the Advisor to serve as a member of EGLE's board of directors.