SEC Form 4 · accession 0001321732-19-000027
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet Leeds
Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2019 | A | 949 | $0.00 | A | 1,960 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest as to 1/4 on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to Ms. Leeds's continued service as director through such dates.
- F2A portion of these shares is subject to vesting.