SEC Form 4 · accession 0001321732-18-000142
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bridget O'Rourke
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 3, 2018 | S | 200 | $139.65 | D | 3,650 | D | |
| Common StockF3 | Dec 3, 2018 | S | 100 | $140.79 | D | 3,550 | D | |
| Common StockF4,F3 | Dec 3, 2018 | S | 400 | $141.64 | D | 3,150 | D | |
| Common StockF3 | Dec 3, 2018 | S | 100 | $142.87 | D | 3,050 | D | |
| Common StockF5,F3 | Dec 3, 2018 | S | 200 | $143.55 | D | 2,850 | D | |
| Common StockF6,F3 | Dec 3, 2018 | S | 200 | $144.84 | D | 2,650 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $139.25 to $140.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3A portion of these shares is subject to vesting.
- F4This transaction was executed in multiple trades at prices ranging from $141.28 to $142.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $143.50 to $143.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $144.79 to $144.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.