SEC Form 4 · accession 0001321732-18-000138
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johanna Roberts
Officer — EVP, Gen. Counsel & Secretary
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 7, 2018 | S | 1,000 | $150.00 | D | 45,556 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- F2A portion of these shares is subject to vesting.