SEC Form 4 · accession 0001321732-18-000128
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harpreet Grewal
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 1, 2018 | S | 362 | $149.94 | D | 13,912 | D | |
| Common StockF2 | Oct 2, 2018 | S | 303 | $146.96 | D | 13,609 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- F2A portion of these shares is subject to vesting.