SEC Form 4 · accession 0001321732-18-000126
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Donen Davis
Officer — See Remarks
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2018 | M | 8,500 | $3.98 | A | 66,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.98 | Sep 11, 2018 | M | 8,500 | D | — | Sep 29, 2021 | Common Stock | 8,500 | 43,022 | D |
Explanation of responses
- F1All options are vested and exercisable.
Remarks
The Reporting Person is Chief Commercial Officer and President, North America.