SEC Form 4 · accession 0001321732-18-000034
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Wilder
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 16, 2018 | A | 1,215 | $0.00 | A | 3,628 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest as to 1/4 on each of March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018, subject to Mr. Wilder's continued service as a director through such dates.
- F2A portion of these shares is subject to vesting.
- F3Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.