SEC Form 4 · accession 0001321732-17-000114
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sridhar Kosaraju
Officer — CFO and Head of Strategy
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 28, 2017 | F | 82,029 | $85.45 | D | 407,578 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock granted to the Reporting Person.
- F2A portion of these shares is subject to vesting.
- F3Shares are held by the Kosaraju Family Trust.