SEC Form 4 · accession 0001321732-17-000093
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don W. Kassing
Director
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 17, 2017 | A | 1,448 | $0.00 | A | 3,448 | D | |
| Common StockF3 | holding | — | — | — | 8,500 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest as to 1/4 on each of April 17, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, subject to Mr. Kassing's continued service as a director through such dates.
- F2A portion of these shares is subject to vesting.
- F3Shares are held by The Kassing Family Trust.