SEC Form 4 · accession 0001321732-16-000098
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Robert Pray
Officer — President, International
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | A | 131 | $42.56 | A | 593,078 | D | |
| Common StockF2 | holding | — | — | — | 6,431 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is reporting the purchase of shares from the issuer pursuant to the issuer's Employee Stock Purchase Plan (ESPP), for the ESPP purchase period of May 20, 2016 to November 21, 2016.
- F2Shares are held by the Pray Revocable Trust.