SEC Form 4 · accession 0001321732-16-000091
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Donen Davis
Officer — President, North America
Period of report
Nov 15, 2016
Accepted (ET)
Nov 15, 2016 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2016 | A | 30,000 | $0.00 | A | 74,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 15, 2016, the Reporting Person was granted 30,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2017, subject to continued service by the Reporting Person on the applicable vesting date.
- F2A portion of these shares is subject to vesting.