SEC Form 4 · accession 0000950103-16-011956
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin James Sullivan
Director
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 16, 2016 | J | 28,449 | $0.00 | A | 30,449 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were received as part of a pro rata distribution (for no additional consideration) of shares held by funds in which the reporting person held an interest.
- F2A portion of these shares are subject to vesting.