SEC Form 4 · accession 0000950103-16-011719
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Charles Wang
Director
Period of report
Mar 4, 2016
Accepted (ET)
Mar 7, 2016 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2016 | A | 2,000 | $0.00 | A | 521,071 | D | |
| Common StockF2 | holding | — | — | — | 963,860 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest as to 1/4 on each of March 31, 2016, June 30, 2016, September 30, 2016 and December 31, 2016.
- F2Shares are held by Wang Ventures LLC, of which Mr. Wang is a Member. To the extent Mr. Wang is deemed to have beneficial ownership of any shares held by Wang Ventures LLC, he disclaims beneficial ownership except to the extent of his pecuniary interest therein.