SEC Form 4 · accession 0001321646-19-000056
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Leo Simmons
Officer — SVP, General Counsel & Sec.
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 4, 2019 | A | 4,192 | A | — | — | Common Stock | 4,192 | 4,192 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of Kraton Corporation common stock.
- F2The restricted stock units shall vest in three equal annual installments beginning on March 4, 2020, subject to the Reporting Person being continuously employed by the Company through each applicable vesting date.