SEC Form 4 · accession 0001321646-19-000019
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Leo Simmons
Officer — SVP, General Counsel & Sec.
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | F | 1,754 | $35.665 | D | 23,501 | D | |
| Common StockF2 | Feb 26, 2019 | A | 4,824 | $0.00 | A | 28,325 | D | |
| Common StockF3 | Feb 26, 2019 | F | 1,253 | $35.665 | D | 27,072 | D | |
| Common StockF4 | Feb 26, 2019 | J | 2,552 | — | D | 24,520 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 7,202 restricted stock awards granted to the Reporting Person on February 26, 2016.
- F2Based upon a weighted 33.5% achievement level of the performance metrics, the Reporting Person is receiving 4,824 of the targeted 14,403 restricted stock performance units granted on February 26, 2016.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 4,824 restricted stock performance units granted to the Reporting Person on February 26, 2016.
- F4Represents shares to be transferred to the Reporting Person's ex-spouse, pursuant to a divorce decree. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-spouse.