SEC Form 4 · accession 0001321646-19-000017
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose Fernando Cherubini Haddad
Officer — SVP, Global Operations
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | F | 1,247 | $35.665 | D | 18,412 | D | |
| Common StockF2 | Feb 26, 2019 | A | 3,446 | $0.00 | A | 21,858 | D | |
| Common StockF3 | Feb 26, 2019 | F | 948 | $35.665 | D | 20,910 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 5,144 restricted stock awards granted to the Reporting Person on February 26, 2016.
- F2Based upon a weighted 33.5% achievement level of the performance metrics, the Reporting Person is receiving 3,446 of the targeted 10,288 restricted stock performance units granted on February 26, 2016.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 3,446 restricted stock performance units granted to the Reporting Person on February 26, 2016.