SEC Form 4 · accession 0001321646-18-000145
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E. Tremblay
Officer — Executive Vice President & CFO
Period of report
Sep 20, 2018
Accepted (ET)
Sep 21, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2018 | M | 13,085 | $37.11 | A | 102,409 | D | |
| Common StockF1 | Sep 20, 2018 | S | 13,085 | $49.50 | D | 89,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Options (Right to Buy)F2 | $37.11 | Sep 20, 2018 | M | 13,085 | A | — | Mar 7, 2021 | Common Stock | 13,085 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2018.
- F2The options became exercisable in equal installments on each of the first three anniversaries of March 7, 2011.