SEC Form 4 · accession 0001321646-18-000116
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Michael Fogarty
Officer — President and CEO · Director
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2018 | M | 2,709 | $14.46 | A | 257,134 | D | |
| Common StockF1 | May 30, 2018 | S | 2,709 | $49.63 | D | 254,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Options (Right to Buy)F2 | $14.46 | May 30, 2018 | M | 2,709 | D | — | Jan 3, 2020 | Common Stock | 2,709 | 86,100 | D |
Explanation of responses
- F1The price in column 4 is a weighted average. The prices actually received ranged from $49.5 to $49.98. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2The options became exerciseable in equal installments on each of the first five anniversaries of January 3, 2010.