SEC Form 4 · accession 0001321646-18-000073
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Leo Simmons
Officer — SVP, General Counsel & Sec.
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | F | 1,442 | $45.005 | D | 23,326 | D | |
| Common StockF2 | Feb 27, 2018 | A | 11,060 | — | A | 34,386 | D | |
| Common StockF3 | Feb 27, 2018 | F | 2,694 | $45.005 | D | 31,692 | D | |
| Common StockF4 | Feb 27, 2018 | J | 6,437 | — | D | 25,255 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 5,940 restricted stock awards granted to the Reporting Person on February 27, 2015.
- F2Based upon a weighted 93.1% achievement level of the performance metrics, the Reporting Person is receiving 11,060 of the targeted 11,880 restricted stock performance units granted on February 27, 2015.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 11,060 restricted stock performance units granted to the Reporting Person on February 27, 2015.
- F4Represents shares to be transferred to the Reporting Person's ex-spouse upon settlement, pursuant to a divorce decree. The shares owned by the ex-spouse are not beneficially owned by the Reporting Person.