SEC Form 4 · accession 0001321646-18-000071
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E. Tremblay
Officer — Executive Vice President & CFO
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | F | 3,307 | $45.005 | D | 73,917 | D | |
| Common StockF2 | Feb 27, 2018 | A | 25,279 | — | A | 99,196 | D | |
| Common StockF3 | Feb 27, 2018 | F | 9,872 | $45.005 | D | 89,324 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 13,578 restricted stock awards granted to the Reporting Person on February 27, 2015.
- F2Based upon a weighted 93.1% achievement level of the performance metrics, the Reporting Person is receiving 25,279 of the targeted 27,155 restricted stock performance units granted on February 27, 2015.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 25,279 restricted stock performance units granted to the Reporting Person on February 27, 2015.