SEC Form 4 · accession 0001321646-18-000070
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Michael Fogarty
Officer — President and CEO · Director
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | F | 18,033 | $45.005 | D | 202,679 | D | |
| Common StockF2 | Feb 27, 2018 | A | 85,321 | — | A | 288,000 | D | |
| Common StockF3 | Feb 27, 2018 | F | 33,575 | $45.005 | D | 254,425 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 45,825 restricted stock awards granted to the Reporting Person on February 27, 2015.
- F2Based upon a weighted 93.1% achievement level of the performance metrics, the Reporting Person is receiving 85,321 of the targeted 91,650 restricted stock performance units granted on February 27, 2015.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 85,321 restricted stock performance units granted to the Reporting Person on February 27, 2015.