SEC Form 4 · accession 0001321646-18-000051
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanna Pesgens
Officer — VP, Chief Procurement Officer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 23, 2018 | A | 924 | A | — | — | Common Stock | 924 | 8,577 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of Kraton Corporation common stock.
- F2The award shall vest in full on the third anniversary of the grant date, being February 23, 2021, subject to the Reporting Person being continuously employed by the Company through the vesting date.
- F3Not applicable