SEC Form 4 · accession 0001321646-18-000002
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Michael Fogarty
Officer — President and CEO · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | M | 87,768 | $14.46 | A | 284,457 | D | |
| Common StockF1 | Jan 2, 2018 | S | 87,768 | $50.00 | D | 196,689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Options (Right to Buy)F2 | $14.46 | Jan 2, 2018 | M | 87,768 | D | — | Jan 3, 2020 | Common Stock | 87,768 | 88,809 | D |
Explanation of responses
- F1All transactions reflected in this Form 4 were transacted under a 10b5-1 Trading Plan that was adopted on November 16, 2017.
- F2The options became exercisable in equal installments on each of the first five anniversaries of January 3, 2010.