SEC Form 4 · accession 0001321646-17-000057
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E. Tremblay
Officer — Executive Vice President & CFO
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | A | 9,557 | — | A | 70,366 | D | |
| Common StockF2 | Mar 3, 2017 | F | 2,680 | $27.575 | D | 67,686 | D | |
| Common StockF3 | Mar 3, 2017 | M | 4,991 | — | A | 72,677 | D | |
| Common StockF4 | Mar 3, 2017 | F | 1,366 | $27.575 | D | 71,311 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The award shall vest in full on the third anniversary of the grant date, being March 2, 2020, subject to the Reporting Person being continuously employed by the Issuer through such vesting date.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 9,543 restricted stock awards granted to the Reporting Person on March 3, 2014.
- F3Represents the vesting of 52.5% of the total 9,507 restricted stock performance units, granted on March 3, 2014.
- F4Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 4,991 restricted stock performance units granted to the Reporting Person on March 3, 2014.