SEC Form 4 · accession 0001321646-16-000288
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Michael Fogarty
Officer — President and CEO · Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 17, 2016 | S | 6,403 | $30.0091 | D | 218,651 | D | |
| Common StockF1,F3 | Nov 21, 2016 | S | 29,609 | $30.064 | D | 189,042 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transacted under a 10b5-1 plan that was adopted on September 14, 2016.
- F2The price in column 4 is a weighted average. The prices actually received ranged from $30.00 to $30.02. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F3The price in column 4 is a weighted average. The prices actually received ranged from $30.00 to $30.26. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.