SEC Form 4 · accession 0001321646-16-000156
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Santangelo
Officer — VP, Operations & Supply Chain
Period of report
Jan 6, 2016
Accepted (ET)
Feb 9, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2016 | A | 5,133 | $0.00 | A | 5,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 6, 2016 | A | 10,266 | A | — | Jan 6, 2026 | Common Stock | 10,266 | 10,266 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 6, 2016 | A | 6,160 | A | — | Jan 6, 2026 | Common Stock | 6,160 | 6,160 | D |
Explanation of responses
- F1The restricted stock award shall vest on the third anniversary of the date of grant, or January 6, 2019.
- F2Each restricted stock unit represents the right to receive one share of KRA common stock.
- F3This number of performance restricted stock units has been determined based upon the satisfaction of a performance condition, which was established on the date of grant on January 6, 2016.