SEC Form 4 · accession 0001321646-16-000155
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanna Pesgens
Officer — VP, Chief Procurement Officer
Period of report
Jan 6, 2016
Accepted (ET)
Feb 9, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 6, 2016 | A | 6,160 | A | — | Jan 6, 2026 | Common Stock | 6,160 | 6,160 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of KRA common stock.
- F2The restricted stock units shall vest on the third anniversary of the date of grant, or January 6, 2019.