SEC Form 4 · accession 0001140361-16-049300

Diamond Foods Inc · DMND

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 25, 2010

Accepted (ET)

Jan 29, 2016 · 9:58 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001320947

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 25, 2010	F	1,189	—	D	7,943	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (right to buy)^F2	$55.03	Mar 25, 2011	A	10,000	A	—	Mar 24, 2021	Common Stock	10,000	10,000	D

F1Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F2The stock option vests and becomes exercisable on March 25, 2012. The option grant reported on this Form 4 is being made pursuant to Diamond's 2005 Equity Incentive Plan, which provides that each non-employee director automatically receives an option to purchase 10,000 shares of common stock on an annual basis.