SEC Form 4 · accession 0001140361-15-037569
Diamond Foods Inc · DMND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Isobel A Jones
Officer — EVP, General Counsel
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 9:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320947
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 8, 2015 | A | 5,076 | A | — | — | Common Stock | 5,076 | 15,569 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F2The restricted stock units shall vest as to 25% of the total number of shares in four annual installments commencing on October 8, 2016. Vested shares will be delivered to the reporting person within 30 days following vesting.