SEC Form 4 · accession 0000899243-18-028477
FreightCar America, Inc. · RAIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Maliekel
Officer — VP, Corp Controller and PAO
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2018 | P | 1,000 | $10.13 | A | 13,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.66 | holding | — | — | — | — | Jan 12, 2028 | Common Stock | 3,447 | 3,447 | D |
| Employee Stock Option (right to buy)F2 | $25.55 | holding | — | — | — | — | Jan 15, 2024 | Common Stock | 9,825 | 9,825 | D |
| Employee Stock Option (right to buy)F3 | $24.56 | holding | — | — | — | — | Jan 18, 2023 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1On January 12, 2018 the recipient was granted 3,447 options which will vest in three equal annual installments beginning on January 12, 2019.
- F2On January 15, 2014 the recipient was granted 9,825 options which are fully vested and currently exercisable.
- F3On January 18, 2013 the recipient was granted 5,000 options which are fully vested and currently exercisable.