SEC Form 4 · accession 0000899243-17-025809

FreightCar America, Inc. · RAIL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Nov 8, 2017

Accepted (ET)

Nov 9, 2017 · 4:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001320854

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 8, 2017	P	2,619	$14.35	A	2,619	D
Common Stock	Nov 8, 2017	P	3,100	$14.35	A	5,719	D
Common Stock	Nov 8, 2017	P	2,350	$14.35	A	8,069	D
Common Stock	Nov 8, 2017	P	91	$14.35	A	8,160	D
Common Stock	Nov 8, 2017	P	440	$14.35	A	8,600	D
Common Stock	Nov 8, 2017	P	200	$14.35	A	8,800	D
Common Stock	Nov 8, 2017	P	100	$14.34	A	8,900	D
Common Stock	Nov 8, 2017	P	200	$14.33	A	9,100	D
Common Stock	Nov 8, 2017	P	100	$14.33	A	9,200	D
Common Stock	Nov 8, 2017	P	100	$14.33	A	9,300	D
Common Stock	Nov 8, 2017	P	200	$14.31	A	9,500	D
Common Stock	Nov 8, 2017	P	200	$14.28	A	9,700	D
Common Stock	Nov 8, 2017	P	300	$14.26	A	10,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1	$16.44	holding	—	—	—	—	Jul 31, 2027	Common stock	350,000	350,000	D

F1The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.