SEC Form 4 · accession 0001437749-18-003361
TSS, Inc. · TSSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Penver
Officer — Chief Financial Officer
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2018 | A | 75,000 | $0.00 | A | 348,550 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Penver and the Issuer and are subject to forfeiture.
- F2These shares of restricted stock were granted to Mr. Penver for his services as Chief Financial Officer of the Issuer.