SEC Form 4 · accession 0001320695-19-000002
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Foulston
Officer — Chief Financial Officer
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2018 | M | 1,183 | $0.00 | A | 3,988 | D | |
| Common Stock | Dec 31, 2018 | F | 333 | $50.71 | D | 3,655 | D | |
| Common Stock | Dec 31, 2018 | M | 1,343 | $0.00 | A | 4,998 | D | |
| Common Stock | Dec 31, 2018 | F | 378 | $50.71 | D | 4,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Dec 31, 2018 | M | 1,183 | D | — | — | Common Stock | 1,183 | 1,183 | D |
| Restricted Stock UnitF3,F4 | — | Dec 31, 2018 | M | 1,343 | D | — | — | Common Stock | 1,343 | 1,343 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock.
- F2Shares withheld to satisfy minimum tax withholding requirements upon vesting of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F4The restricted stock units vest and settle in common stock of TreeHouse Foods, Inc. in three approximately equal installments on each of the first three anniversaries of the grant date.