SEC Form 4 · accession 0001209191-18-023389
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda K Massman
Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 3, 2018 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2018 | M | 2,040 | $0.00 | A | 2,040 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 29, 2018 | A | 4,370 | A | — | — | Common Stock | 4,370 | 4,370 | D |
| Restricted Stock UnitF1,F3 | — | Mar 31, 2018 | M | 2,040 | D | — | — | Common Stock | 2,040 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F2Unless deferred, restrict stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.
- F3The restricted stock units have a grant date of 03/31/2017. Unless deferred, the restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.