SEC Form 4 · accession 0001209191-18-012998
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terdema L Ussery II
Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 19,170 | $0.00 | A | 21,580 | D | |
| Common Stock | Feb 21, 2018 | M | 1,700 | $0.00 | A | 23,280 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Feb 21, 2018 | M | 19,170 | D | — | — | Common Stock | 19,170 | 2,040 | D |
| Restricted Stock UnitF2,F4 | — | Feb 21, 2018 | M | 1,700 | D | — | — | Common Stock | 1,700 | 340 | D |
| Restricted Stock UnitF2,F6 | — | Feb 21, 2018 | D | 340 | D | — | — | Common Stock | 340 | 0 | D |
Explanation of responses
- F1Settlement of deferred restricted stock units into shares of common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F3The restricted stock units were granted on various dates between June 27, 2008 and June 27, 2016. Unless deferred, the restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.
- F4The restricted stock units have a grant date of March 31, 2017. Unless deferred, the restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date. This represents the settlement of restricted stock units that vested on a pro-rata basis through the resignation of the reporting person.
- F5Restricted stock units not yet vested were cancelled upon resignation of the reporting person.
- F6The restricted stock units have a grant date of March 31, 2017. Unless deferred, the restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.