SEC Form 4 · accession 0001209191-18-003189
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam K Reed
Officer — CEO, Chairman of the Board · Director
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2018 | M | 11,480 | $24.06 | A | 81,147 | D | |
| Common StockF2 | Jan 8, 2018 | S | 11,480 | $49.72 | D | 69,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $24.06 | Jan 8, 2018 | M | 11,480 | D | — | Jun 27, 2018 | Common Stock | 11,480 | 57,400 | D |
Explanation of responses
- F1Options exercised and underlying shares sold pursuant to a pre-established 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.48 to $49.89, inclusive. The reporting person undertakes to provide to TreeHouse Foods, Inc., any security holder of TreeHouse Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The stock options were granted on June 27, 2008 and vested in three approximately equal installments on each of the first three anniversaries of the grant date.