SEC Form 4 · accession 0001209191-17-052058

TreeHouse Foods, Inc. · THS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sam K Reed

Officer — CEO, Chairman of the Board · Director

Period of report

Sep 7, 2017

Accepted (ET)

Sep 8, 2017 · 4:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001320695

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Sep 7, 2017	M	980	$24.06	A	70,647	D
Common Stock^F2	Sep 7, 2017	S	980	$65.95	D	69,667	D
Common Stock	Sep 7, 2017	M	10,200	$24.06	A	79,867	D
Common Stock^F3	Sep 7, 2017	S	10,200	$66.33	D	69,667	D
Common Stock	Sep 7, 2017	M	300	$24.06	A	69,967	D
Common Stock^F4	Sep 7, 2017	S	300	$67.01	D	69,667	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F5	$24.06	Sep 7, 2017	M	980	D	—	Jun 27, 2018	Common Stock	980	113,820	D
Non-Qualified Stock Option (right to buy)^F5	$24.06	Sep 7, 2017	M	10,200	D	—	Jun 27, 2018	Common Stock	10,200	103,620	D
Non-Qualified Stock Option (right to buy)^F5	$24.06	Sep 7, 2017	M	300	D	—	Jun 27, 2018	Common Stock	300	103,320	D

Explanation of responses

F1Options exercised and underlying shares sold pursuant to a pre-established 10b5-1 trading plan.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.94 to $65.98, inclusive. The reporting person undertakes to provide to TreeHouse Foods, Inc., any security holder of TreeHouse Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.83, inclusive. The reporting person undertakes to provide to TreeHouse Foods, Inc., any security holder of TreeHouse Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to $67.02, inclusive. The reporting person undertakes to provide to TreeHouse Foods, Inc., any security holder of TreeHouse Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5The stock options were granted on June 27, 2008 and vested in three approximately equal installments on each of the first three anniversaries of the grant date.