SEC Form 4 · accession 0001209191-17-047010
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori G Roberts
Officer — SVP of HR
Period of report
Jul 31, 2017
Accepted (ET)
Aug 1, 2017 · 8:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2017 | M | 173 | $0.00 | A | 1,330 | D | |
| Common Stock | Jul 31, 2017 | F | 54 | $84.83 | D | 1,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Jul 31, 2017 | M | 173 | D | — | — | Common Stock | 173 | 173 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock.
- F2Shares withheld to satisfy minimum tax withholding requirements upon vesting of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F4The grant date of the restricted stock units is 07/31/2015. The restricted stock units vest and settle in cash or stock in three approximately equal installments on each of the first three anniversaries of the grant date.