SEC Form 4 · accession 0001209191-17-044938
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Blaine Aiken Jr.
Officer — President & COO
Period of report
Jul 10, 2017
Accepted (ET)
Jul 12, 2017 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jul 10, 2017 | A | 7,420 | A | — | — | Common Stock | 7,420 | 7,420 | D |
| Restricted Stock UnitF1,F2 | — | Jul 10, 2017 | A | 28,240 | A | — | — | Common Stock | 28,240 | 35,660 | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $78.96 | Jul 10, 2017 | A | 21,950 | A | — | Jul 10, 2027 | Common Stock | 21,950 | 21,950 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F2The restricted stock units vest and settle in stock or cash in approximately three equal installments on each of the first three anniversaries of the grant date.
- F3The stock options shall vest in in approximately three equal installments on the first three anniversaries of the grant date.