SEC Form 4/A · accession 0001209191-17-040892
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Erik Thomas Kahler
Officer — Sr VP-Corporate Development
Period of report
Mar 31, 2017
Accepted (ET)
Jun 19, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 31, 2017 | A | 1,970 | A | — | — | Common Stock | 1,970 | 1,970 | D |
| Non-Qualified Stock Option (Right to Buy)F4 | $84.66 | Mar 31, 2017 | A | 8,650 | A | — | Mar 31, 2027 | Common Stock | 8,650 | 8,650 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F2The restricted stock units vest and settle in three approximately equal installments on each of the first three anniversaries of the grant date.
- F3This amendment is being filed to update the transaction code to reflect that this was a grant of stock options.
- F4The stock options shall vest in approximately three equal installments on each of the first three anniversaries of the grant date.