SEC Form 4 · accession 0001209191-17-037339
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis F Riordan
Officer — President
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2017 | M | 17,100 | $26.48 | A | 74,867 | D | |
| Common StockF2 | May 31, 2017 | S | 1,600 | $76.89 | D | 73,267 | D | |
| Common StockF3 | May 31, 2017 | S | 15,500 | $77.37 | D | 57,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $26.48 | May 31, 2017 | M | 17,100 | D | — | Jun 27, 2017 | Common Stock | 17,100 | 0 | D |
Explanation of responses
- F1Options exercised and shares sold pursuant to a pre-established 10b5-1 trading plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.74 to $76.99. The reporting person undertakes to provide to TreeHouse Foods, Inc., any security holder of TreeHouse Foods, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.70. The reporting person undertakes to provide to TreeHouse Foods, Inc., any security holder of TreeHouse Foods, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The stock options were granted on June 27, 2007 and vested in approximately three equal installments on each of the first three anniversaries of the grant date.