SEC Form 4 · accession 0001209191-17-029057
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis F Riordan
Officer — President
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 9:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 15,000 | $26.48 | A | 72,767 | D | |
| Common Stock | Apr 28, 2017 | S | 15,000 | $86.18 | D | 57,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $26.48 | Apr 28, 2017 | M | 15,000 | D | — | Jun 27, 2017 | Common Stock | 15,000 | 17,100 | D |
Explanation of responses
- F1Options exercised and shares sold pursuant to a pre-established 10b5-1 trading plan.
- F2The stock options were granted on June 27, 2007 and vested in three approximately equal installments on each of the first three anniversaries of the grant date.