SEC Form 4 · accession 0001209191-17-025784
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Emmet ONeill III
Officer — Exec VP, Gen Counsel & CAO
Period of report
Mar 31, 2017
Accepted (ET)
Apr 5, 2017 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | Mar 31, 2017 | A | 3,620 | A | — | — | Common Stock | 3,620 | 3,620 | D |
| Non-Qualified Stock Options (right to buy)F2,F4 | $84.66 | Mar 31, 2017 | A | 15,870 | A | — | Mar 31, 2027 | Common Stock | 15,870 | 15,870 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F2This Form 4 is being filed late due to inadvertent administrative error.
- F3The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date.
- F4The stock options have a ten-year term and will vest in three approximately equal installments on each of the first three anniversaries of the grant date.