SEC Form 4 · accession 0001209191-17-001123
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Foulston
Officer — Chief Financial Officer
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $72.19 | Dec 31, 2016 | A | 13,240 | A | — | Dec 31, 2026 | Common Stock | 13,240 | 13,240 | D |
| Restricted Stock UnitF2,F3 | — | Dec 31, 2016 | A | 4,030 | A | — | — | Common Stock | 4,030 | 4,030 | D |
| Restricted Stock UnitF2,F3 | — | Dec 31, 2016 | A | 3,550 | A | — | — | Common Stock | 3,550 | 7,580 | D |
Explanation of responses
- F1The stock options vest in three approximately equal installments on each of the first three anniversaries of the grant date.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F3The restricted stock units vest and settle in common stock of TreeHouse Foods, Inc. in three approximately equal installments on each of the first three anniversaries of the grant date.