SEC Form 4 · accession 0001209191-16-134252
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Sardini
Director
Period of report
Jul 27, 2016
Accepted (ET)
Jul 28, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2016 | M | 1,890 | $0.00 | A | 5,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jul 27, 2016 | M | 1,890 | D | — | — | Common Stock | 1,890 | 0 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock pursuant to a pre-established deferral election.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F3Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.