SEC Form 4 · accession 0001209191-16-130123
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik Thomas Kahler
Officer — Sr VP-Corporate Development
Period of report
Jun 29, 2016
Accepted (ET)
Jun 29, 2016 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2016 | M | 5,700 | $26.48 | A | 28,857 | D | |
| Common Stock | Jun 29, 2016 | S | 5,700 | $100.00 | D | 23,157 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F2 | $26.48 | Jun 29, 2016 | M | 5,700 | D | — | Jun 27, 2017 | Common Stock | 5,700 | 5,700 | D |
Explanation of responses
- F1Options exercised and underlying shares sold pursuant to a pre-established 10b5-1 trading plan.
- F2The stock options vest in three approximately equal installments on each of the first three anniversaries of the grant date.