SEC Form 4 · accession 0001209191-16-129954
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachel Rothe Bishop
Officer — Sr VP & Chief Strategy Officer
Period of report
Jun 26, 2016
Accepted (ET)
Jun 28, 2016 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2016 | M | 680 | $0.00 | A | 6,475 | D | |
| Common Stock | Jun 26, 2016 | F | 212 | $97.33 | D | 6,263 | D | |
| Common Stock | Jun 27, 2016 | M | 626 | $0.00 | A | 6,889 | D | |
| Common Stock | Jun 27, 2016 | F | 195 | $98.28 | D | 6,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Jun 27, 2016 | A | 1,770 | A | — | — | Common Stock | 1,770 | 1,770 | D |
| Non-qualified Stock Option (right to buy)F5 | $98.28 | Jun 27, 2016 | A | 8,670 | A | — | — | Common Stock | 8,670 | 8,670 | D |
| Restricted Stock UnitF3,F4 | — | Jun 26, 2016 | M | 680 | D | — | — | Common Stock | 680 | 1,360 | D |
| Restricted Stock UnitF3,F4 | — | Jun 27, 2016 | M | 626 | D | — | — | Common Stock | 626 | 627 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock.
- F2Shares withheld by the Issuer to satisfy minimum tax withholding requirements.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F4The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date.
- F5The stock options have a ten-year term and will vest in three approximately equal installments on each of the first three anniversaries of the grant date.